Automate Diligence. Ensure Compliance.
The comprehensive database for Regulation D precedents, Blue Sky fee calculations, and client monitoring.
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Form D intelligence for Legal & Compliance
Use Cases & Workflows
Specific capabilities and workflows powered by Form D intelligence for legal & compliance teams.
Blue Sky Calculator
Instantly access filing requirements and fees for all 50 states (e.g., GA $250 vs NY Form 99).
Workflows
- State Filing Fee Reference
- Compliance Deadline Tracking
Client Monitoring
Get alerts if a client files a Form D without counsel or if a conflict of interest appears on a board.
Workflows
- Conflict Check Automation
- Client Portfolio Monitoring
Precedent Database
Search thousands of Item 10 disclosures to benchmark deal terms against market standards.
Workflows
- Deal Term Benchmarking
- Regulatory Precedent Research
Bad Actor Checks
Screen Related Persons against historical securities violations.
Workflows
- Due Diligence Screening
- Risk Assessment
State Filing Fee Reference (Sample)
Key data points and metrics available for legal & compliance workflows.
| State | Initial Fee | Renewal Fee | Deadline |
|---|---|---|---|
| Georgia | $250 | $100 | 15 Days |
| California | $300 | N/A | 15 Days |
| New York | $1,200 | N/A | Prior to Sale |
Frequently Asked Questions
Common questions about Form D intelligence for legal & compliance.
What is the penalty for late Form D filing?
Failure to file Form D within 15 days can result in a Rule 507 disqualification, effectively banning the issuer from using Rule 506 exemptions in the future.
Ready to Get Started?
Join leading legal & compliance teams using Form D intelligence to stay ahead.